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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-21 |
| TX | RA | APPROVED | 2016-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Newton | PA | 02/2009 | 09/2016 |
| Morgan Stanley Smith Barney | Newtown | PA | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yardley | PA | 09/2016 | Present |
| Temple University | Philadelphia | PA | 05/2015 | Present |
| Bank Of America, N.A. | Yardley | PA | 10/2016 | Present |
I*98444 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEMPLE UNIVERSITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19122 NATURE OF BUSINESS: OTHER, UNIVERSITY POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 7/15/2015 NUMBER OF HOURS DEVOTED: 18 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I TEACH A 1 CREDIT MBA COURSE ON WEALTH MANAGEMENT AND FINANCIAL PLANNING EACH SUMMER STARTING IN 2015 AS AN ADJUNCT PROFESSOR. THE COURSE TAKES MINIMAL TIME TO PREPARE FOR AND COMPENSATION IS MINIMAL AS WELL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-23 |
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