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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-24
MI RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-24
  • MI RA
    APPROVED
    Since 2020-11-12

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Birmingham MI 06/2009 11/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 11/2020 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
Bank Of America, N.A. Troy MI 03/2021 Present
  • 06/2009 → 11/2020
    Morgan Stanley Smith Barney
    Birmingham, MI
  • 01/2015 → 11/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2020 → Present
    Troy, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2021 → Present
    Bank Of America, N.A.
    Troy, MI
Previous Registrations
  • 2009-06-01 → 2020-11-25
    Birmingham, MI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-10-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
Other Businesses

1.MICHIGAN PUBLINX GOLF ASSOCIATION SECRETARYI*851295For profit or not for profit: Name of outside business organization: Ted Lindsay FoundationInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I help the organization run their golf outing which raises funds for their foundation, which donates funds to research for the cure for autismI*134811For profit or not for profit: Non-Profit OrganizationName of outside business organization: Detroit Golf ClubInvestment related: NAddress of business:Detroit, Michigan 48203Nature of business: Cooperative,Position, title, association: Committee Member, Start date of relationship: 11/1/2018Number of hours devoted: 6 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am a member of the committee to discuss the monthly and yearly financials of the club I*457330, Name of OBA: Detroit Golf Club Address: Detroit Michigan Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/29/2023 No Hours: 0 No Hours during trading: 0 Duties: I am a member of the committee to discuss the monthly and yearly financials of the club

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
  • S66 Uniform Combined State Law Examination
    2001-07-03
Other Names
  • Jason R. May
  • Jason R May

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