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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-06 |
| MD | RA | APPROVED | 2021-10-11 |
Branch Locations
2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Affluence Group (Dba) Oxford Risk Management | Sparks | MD | 07/2015 | 11/2019 |
| The Leaders Group Inc | Littleton | CO | 06/2017 | 11/2019 |
| Kestra Financial, Inc. | Austin | TX | 12/2019 | 03/2021 |
| Morgan Stanley | Lutherville | MD | 08/2021 | Present |
| Unemployed | Baltimore | MD | 04/2021 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-16 |
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