Michele Deanna Colon

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-11
CA	RA	APPROVED	2025-08-16

TX RA
APPROVED

Since 2025-09-11
CA RA
APPROVED

Since 2025-08-16

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Oceanside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Diego	CA	06/2014	Present

06/2014 → Present

Ubs Financial Services Inc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-15

S66 Uniform Combined State Law Examination

2025-08-15

Other Names

Michele Colon

View on SEC IAPD

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Other Offices

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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