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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-11 |
| FL | RA | APPROVED | 2025-12-11 |
| IN | RA | APPROVED | 2023-05-30 |
| WA | RA | APPROVED | 2021-08-10 |
| IL | RA | APPROVED | 2009-08-26 |
Branch Locations
4341 Acer Grove Drive Suite 400C, Springfield, IL 62711 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc, | New York | NY | 08/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2009 | Present |
RMG CAPITAL, LLC, OWNER, SOLE MEMBERS ARE MYSELF AND WIFE GRETCHEN, RENTAL PROPERTY, START 12.2010, 1 HR PER MO, 200 PER YR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-21 |
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