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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-01-22
  • WI RA
    APPROVED
    Since 2013-01-22

Branch Locations

500 Elm Grove Rd Ste 201, Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2001 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2000 Present
Northwestern Mutual Investment Services, Llc New Berlin WI 01/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2015 Present
Other Businesses

(1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. (2) 100% OWNER, DGK DISTRICT NETWORK OFFICE, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 12/12/2019, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGING DIRECTOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30
Designations

View on SEC IAPD

Other Firms

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