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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-03 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Baltimore | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
AUTHORING A BOOK - CHRISTMAS CAPITALISM: REFLECTIONS, STORIES, POEMS & SONGS ABOUT THE HOLIDAYS, THE ECONOMY & LIFE; LUTHERVILLE, MD; 10 HOURS AFTER BUSINESS; 0 HOUR DURING BUSINESS 11/2016 UNIVERSITY OF NEVADA LAS VEGAS PGA PROFESSIONAL GOLF MANAGEMENT PROGRAM; PUBLIC UNIVERSITY; AS OF 06/2014; EMPLOYEE DEVELOPMENT OF ALUMNI / STUDENT PROGRAMS; DURING BUSINESS HOURS 0 AFTER BUSINESS HOURS 0. 3.Authoring a book; Investment related: No; Authoring a book; Sole Proprietor / Owner / Partner /Author (proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 10; Author 4.Penn State University ; Investment related: No; University; Board Member(proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; During business hours: 0; After business hours: 1; Board Member of the College of Health & Human Development 5. Authoring a book; Investment related No; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; During business hours: 0; After business hours: 10; Author. 6) Pennsylvania State University; Not investment related; State College, PA; Coordination of Alumni/Student programs; Employee; Start date: 07/2014; During business hours: 0; After business hours: 5 *384647 - Authoring a book ; Investment related - No; Authoring a book; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 10; Author. *452090- Pennsylvania State University, College of Health & Human Development, Department of Recreation Parks & Tourism; Investment related -No; University Park, Pennsylvania; Education; Professor (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 8; Teaching / Personal Finance Course *532107 - The Window / Book; Investment related: No; Cockeysville, Maryland; Publishing; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 4; Authoring a Book
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 2001-07-05 |
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