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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-30 |
| AZ | RA | APPROVED | 2023-03-27 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Scottsdale | AZ | 08/2012 | 03/2023 |
| Thrivent Financial For Lutherans | Scottsdale | AZ | 08/2012 | 03/2023 |
| Massmutual Life Insurance Company | Scottsdale | AZ | 03/2023 | Present |
| Mml Investors Services, Llc | Scottsdale | AZ | 03/2023 | Present |
(1) NAME: DESERT SPRINGS BIBLE CHURCH INV REL: N ADD: 16215 N TATUM BLVD AZ 85032 NATURE: CHRISTIAN MINISTRY POSITION: DIRECTOR START DATE: 12/01/2015 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DUTIES: OVERSIGHT (2) NAME: YOUNG LIFE ARIZONA INV REL: N ADD: 1130 EAST MISSOURI AVE PHOENIX AZ 85014 NATURE: CHRISTIAN MINISTRY POSITION: DIRECTOR START DATE: 01/01/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING:0 DUTIES: OVERSIGHT (3) NAME: DISARMING LEVIATHAN INV REL: N ADD: 16215 N TATUM BLVD PHOENIX AZ 85032 NATURE: CHRISTIAN MINISTRY POSITION: DIRECTOR START DATE: 12/01/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: OVERSIGHT (4) NAME: DTS FINANCIAL GROUP, LLC INV REL: Y ADD: 6263 NORTH SCOTTSDALE ROAD SUITE 140 SCOTTSDALE AZ 85250 NATURE: PASS THROUGH ENTITY FOR BUSINESS EXPENSES POSITION: MANAGING MEMBER START DATE: 8/15/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE THE BOOKS AND RECORDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
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