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121 Reynolda Village Suite B, Winston Salem, NC 27106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-06 |
| NC | RA | APPROVED | 2011-05-18 |
Branch Locations
121 Reynolda Village Suite B, Winston Salem, NC 27106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rice Financial Products Company | New York | NY | 09/2009 | Present |
BAR NONE PROPERTIES LLC INVESTMENT-RELATED 604 WEST MAIN STREET PILOT MOUNTAIN NC 27041 TITLE : MEMBER HOURS DEVOTED: 0 START DATE: 09/01/09 NATURE: BUSINESS HOLDS COMMERCIAL REAL ESTATE HOLDINGS. CO- OWNED WITH HUSBAND WHO PERFORMS ALL WORK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-13 |
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