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Kerri Jo Vogel

Great Waters Financial

Shoreview, MN

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Current Employers
Great Waters Financial

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-15
TX RA APPROVED 2026-06-15
  • MN RA
    APPROVED
    Since 2026-06-15
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Roseville MN 06/2006 11/2025
Great Waters Financial Shoreview MN 11/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-04
S63 Uniform Securities Agent State Law Examination 2003-02-01
  • S65 Uniform Investment Adviser Law Examination
    2026-05-04
  • S63 Uniform Securities Agent State Law Examination
    2003-02-01
Other Names
  • Kerri Jo Norman
  • Kerri Jo Norman

View on SEC IAPD

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Other Investors

BRANDON D WOOD
CHARLES COWARD SCOTT
BRUCE EDWARD WELLS
BRIDGET KATHLEEN GRAY
Nicholas D Olson
JEREMY DEAN WYTASKE
GREGORY SCOTT JOHNSON
DAVID SCOTT RICHTER

Other Offices

SOLIDITY FINANCIAL LLC · SHOREVIEW, MN
RBC CAPITAL MARKETS, LLC · SHOREVIEW, MN
LPL FINANCIAL LLC · SHOREVIEW, MN
OSAIC WEALTH, INC. · North Oaks, MN
THRIVENT INVESTMENT MANAGEMENT INC. · North Oaks, MN
EDWARD JONES · NORTH OAKS, MN
EDWARD JONES · NORTH OAKS, MN
LPL FINANCIAL LLC · NORTH OAKS, MN

More in Shoreview, MN

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