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Jay Travis Krause

Curi Capital, LLC

Denver, CO

Chicago, IL

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-01-18
IL RA APPROVED 2019-01-18
  • CO RA
    APPROVED
    Since 2019-01-18
  • IL RA
    APPROVED
    Since 2019-01-18

Branch Locations

250 Fillmore Street Suite 600, Denver, CO 80206 • United States

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 04/2011 09/2016
Rmb Capital Management, Llc Denver CO 09/2016 Present
  • 04/2011 → 09/2016
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 09/2016 → Present
    Rmb Capital Management, Llc
    Denver, CO
Previous Registrations
  • 2008-10-01 → 2010-11-17
    J.P. Morgan Securities Llc
    Denver, CO
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Denver, CO
  • 2006-02-03 → 2006-09-27
    Banc One Securities Corporation
    Denver, CO
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-18
S66 Uniform Combined State Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 2001-08-03
  • S65 Uniform Investment Adviser Law Examination
    2019-01-18
  • S66 Uniform Combined State Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    2001-08-03

View on SEC IAPD

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