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350 Passaic Avenue, Suite 103, Fairfield, NJ 07004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-06 |
| TX | RA | APPROVED_RES | 2024-04-18 |
| NJ | RA | APPROVED | 2024-02-23 |
Branch Locations
350 Passaic Avenue, Suite 103, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Holdings | Denver | CO | 11/2015 | 11/2017 |
| Unemployed | Verona | NJ | 11/2017 | 04/2018 |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2018 | 02/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2018 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 08/2020 |
| Clarus Group Llc | New York | NY | 08/2020 | Present |
| Granite Rose Wealth Alliance, Llc | Roseland | NJ | 02/2024 | Present |
1. Fixed insurance sales, as an Agent; As of 02/21/2019; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Tax Preparer/Associate, Koslow CPA, providing tax preparation services; As of 01/01/20; 1% time spent during regular business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-11 |
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