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Charles John Rose

Granite Rose Wealth Alliance LLC

Fairfield, NJ

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Current Employers
Granite Rose Wealth Alliance Llc

350 Passaic Avenue, Suite 103, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-06
TX RA APPROVED_RES 2024-04-18
NJ RA APPROVED 2024-02-23
  • NY RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • NJ RA
    APPROVED
    Since 2024-02-23

Branch Locations

350 Passaic Avenue, Suite 103, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Holdings Denver CO 11/2015 11/2017
Unemployed Verona NJ 11/2017 04/2018
J.W. Cole Financial, Inc. Tampa FL 04/2018 02/2019
J.W. Cole Advisors, Inc. Tampa FL 04/2018 02/2019
Commonwealth Financial Network Waltham MA 02/2019 08/2020
Clarus Group Llc New York NY 08/2020 Present
Granite Rose Wealth Alliance, Llc Roseland NJ 02/2024 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales, as an Agent; As of 02/21/2019; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Tax Preparer/Associate, Koslow CPA, providing tax preparation services; As of 01/01/20; 1% time spent during regular business hours; Conducted at branch; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-11
  • S66 Uniform Combined State Law Examination
    2001-05-11
Designations
Other Names
  • Chuck Rose

View on SEC IAPD

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