Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
19 British American Blvd East, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self | Watervliet | NY | 08/2009 | 01/2019 |
| Foresters Financial Services | Albany | NY | 04/2012 | 06/2019 |
| Foresters Advisory Services Llc | Albany | NY | 02/2013 | 06/2019 |
| Cetera Investment Advisers Llc | Latham | NY | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1. THE ESSLIE GROUP LLC, DBA FOR CETERA BUSINESS, 81% OWNER, 4/HRS/WK. 2. PARNTER OF IRON TREE FINANCIAL; DBA FOR CETERA BUSINESS. 3. PARNTER AND FOUNDER OF DARK HORSE INSURANCE SERVICES; NO ONGOING ROLE; PARTNER WILL SELL INSURANCE 4. BOARDMEMBER FOR AVERIL PARK COMMUNITY TEAM, INC; RESPONSIBLE FOR ORGANIZATIONAL INPUT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-01 |
Reach out to this advisor