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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-01-15 |
| TX | RA | APPROVED | 2009-01-15 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 01/2009 | Present |
1) NAME OF OTHER BUSINESS:R. Beatty Racing LLC / INVESTMENT RELATED?: Yes / ADDRESS: 6474 Neville Ct.Mason Ohio 45040 US/ NATURE OF THE BUSINESS: This entity is an LLC that owns racing boats. It is set up as an LLC to limit my liability in the event there is a legal matter with my boats./ POSITION:Proprietor / owner/ DUTIES:Keep boats in working order, pay race entry fees and pay for maintenance and storage for boats./ START DATE: 5/4/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-11 |
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