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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-30
TX RA APPROVED 2023-11-30
  • MO RA
    APPROVED
    Since 2023-11-30
  • TX RA
    APPROVED
    Since 2023-11-30

Branch Locations

16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO 63017 • United States

Augusta, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 07/2005 04/2017
Unemployed Augusta MO 04/2017 10/2018
Morgan Stanley Chesterfield MO 10/2018 11/2023
Morgan Stanley Private Bank, N.A. New York NY 10/2018 11/2023
Ubs Financial Services Inc. Chesterfield MO 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 10/2018 Present
Previous Registrations
Other Businesses

1. Augusta Yoga, LLC; Investment related; Fitness; Member (proprietor, partner, officer, director, employee, trustee, agent); Sep 2015; During business hours: 0; After business hours: 0; Manager/member and only signer. 2. Sweetpea B&B LLC; Investment related; Hospitality; Member (proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 0 3. * 401442 - C&K Adventures LLC; Investment related No; Augusta, Missouri; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); April 2020; During business hours: 0; After business hours: 5; Administrative 4. *423784 - Defiance Merchants Association; Investment related - No; Augusta, Missouri; Non-Profit; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 3.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-22
  • S66 Uniform Combined State Law Examination
    2004-06-22
Other Names
  • Stacey Beth Crowderbiele
  • Stacey Beth Crowder
  • Stacey Beth Biele
  • Stacey Beth Crowderbiele
  • Stacey Beth Crowder-Biele
  • Stacey Crowder-Biele
  • Stacey B Crowder-Biele

View on SEC IAPD

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