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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO 63017 • United States
Augusta, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 07/2005 | 04/2017 |
| Unemployed | Augusta | MO | 04/2017 | 10/2018 |
| Morgan Stanley | Chesterfield | MO | 10/2018 | 11/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 11/2023 |
| Ubs Financial Services Inc. | Chesterfield | MO | 11/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2018 | Present |
1. Augusta Yoga, LLC; Investment related; Fitness; Member (proprietor, partner, officer, director, employee, trustee, agent); Sep 2015; During business hours: 0; After business hours: 0; Manager/member and only signer. 2. Sweetpea B&B LLC; Investment related; Hospitality; Member (proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 0 3. * 401442 - C&K Adventures LLC; Investment related No; Augusta, Missouri; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); April 2020; During business hours: 0; After business hours: 5; Administrative 4. *423784 - Defiance Merchants Association; Investment related - No; Augusta, Missouri; Non-Profit; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 02/2021; During business hours: 0; After business hours: 3.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-22 |
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