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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-04-12 |
| TX | RA | APPROVED | 2015-05-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2001 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2009 | Present |
1. DIRECTOR OF NON-INVESTMENT RELATED "WILFORD CORPORATION. COMPANY IS INACTIVE. RESPONSIBILITIES LIMITED TO FILING OF FORMS VIA ACCOUNT ON ANNUAL BASIS. INTELLECTUAL PROPERTY OWNED BY CORPORATION MAY BE SOLD UPON WHICH CORPORATION WILL BE CLOSED. ESTIMATED HOURS PER MONTH - 1. HOURS DEVOTED DURING TRADING HOURS - 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-04 |
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