Laura Jones

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*92096 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90049 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/31/2015 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL OF PRIMARY HOME FOR INCOME I*102723 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SANTA MONICA, CALIFORNIA 90403 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 1/2/2017 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL OF HOME PROPERTY FOR INCOME I*: 2622305 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: cdmx Estado de Mexico, Mexico 11560 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/15/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: Sole owner/ Rental Property

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-24
• S63 Uniform Securities Agent State Law Examination
  2001-11-26