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Mark Robert Yount

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
MI RA APPROVED 2010-05-11
IL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • MI RA
    APPROVED
    Since 2010-05-11
  • IL RA
    APPROVED
    Since 2009-10-23

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 10/2009 Present
Previous Registrations
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Brighton, MI
  • 2006-11-02 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Highland, MI
    Walled Lake, MI
    Waterford, MI
    West Bloomfield, MI
    White Lake, MI
    White Lake, MI
    Livonia, MI
    Waterford, MI
    Chicago, IL
  • 2005-06-24 → 2006-02-21
    Comerica Securities
    Bloomfield Hills, MI
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-03
  • S66 Uniform Combined State Law Examination
    2001-05-03

View on SEC IAPD

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