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Rosemarie Rath

Equitable Advisors, LLC

Williamsville, NY

Hamburg, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

190 Sunset Drive Suite #2, Hamburg, NY 14075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L&M Financial Services Amherst NY 10/1994 07/2018
Axa Advisors, Llc New York NY 08/2018 06/2020
Equitable Advisors, Llc New York NY 08/2018 Present
  • 10/1994 → 07/2018
    L&M Financial Services
    Amherst, NY
  • 08/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

Designs by Roses - Owner/Artist non-investment - Orchard Park, NY - 09/2025 - 8hrs/mth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-17
S63 Uniform Securities Agent State Law Examination 2001-11-19
  • S66 Uniform Combined State Law Examination
    2019-07-17
  • S63 Uniform Securities Agent State Law Examination
    2001-11-19
Other Names
  • Rosemarie S Mcavinn
  • Rosemarie S Dermangian
  • Rosemarie S Rath

View on SEC IAPD

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