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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-26
NY RA APPROVED 2021-10-14
  • TX RA
    APPROVED_RES
    Since 2023-12-26
  • NY RA
    APPROVED
    Since 2021-10-14

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Cheektowaga, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Williamsville NY 06/2008 Present
  • 06/2008 → Present
    Rbc Wealth Management
    Williamsville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2007-12-11
Other Names
  • Diane Marie Beresniewicz
  • Diane M Beresniewicz
  • Diane M Falkowski

View on SEC IAPD

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