James Patrick White

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 09/2018
  Fifth Third Securities
  Grand Rapids, MI
• 09/2018 → Present
  Regulus, Llc
  Grand Rapids, MI
• 09/2018 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2006-05-15 → 2018-09-13
  Fifth Third Securities, Inc.
  Grand Rapids, MI
  Kentwood, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

1) Licensed insurance agent selling LTC, wealth transfer and whole life. 2) President of the Society of St.Vincent De Paul in Grand Rapids. This is located at 1314 Division Ave South, Grand Rapids, MI, 49507. It is a nonprofit charity. This began on 10/1/2016 and it is not investment related. James devotes 20 hours per month and 4 hours per month during trading hours. His duties include running board meetings. His supervisor is Bill Braizer and he receives no compensation. 3) Owner of a rental unit located at 705 S Bayshore Dr, Elk Rapids, MI, 49690. James has owned this unit since 5/1/2009 and devotes none of his professional time towards it. He does not receive any compensation. This is not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-08
• S63 Uniform Securities Agent State Law Examination
  2001-06-06