Scott Waldman

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Aventura, FL
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Aventura, FL
• 10/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Naples, FL

Previous Registrations

• 2003-07-01 → 2022-10-24
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Aventura, FL
  Miami, FL
  Fort Lauderdale, FL
  Aventura, FL
• 2001-04-16 → 2003-07-01
  Prudential Equity Group, Llc
  Miami, FL

Other Businesses

WALDMAN WEALTH MANAGEMENT LLC, INV RELATED, PARKLAND, FL, 100% OWNERSHIP, START 8/10/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR WALDMAN WEALTH MANAGEMENT LLC 401K, INV RELATED, PARKLAND, FL, START: 4/20/2023, 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING, FINET PRACTICE 401K. PARKLAND GOLF AND COUNTRY CLUB ; INV RELATED;PARKLAND ,FL; NON-PROFIT ORGANIZATION; FINANCE COMMITTEE MEMBER; START DATE: 03/03/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-07
• S63 Uniform Securities Agent State Law Examination
  2001-04-11

Other Names

• Henry Scott Waldman