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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-02
NJ RA APPROVED 2004-04-15
  • TX RA
    APPROVED_RES
    Since 2010-06-02
  • NJ RA
    APPROVED
    Since 2004-04-15

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Midland Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Wayne NJ 01/2001 Present
Bank Of America, N.A. Wayne NJ 06/2011 Present
  • 01/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Wayne, NJ
  • 06/2011 → Present
    Bank Of America, N.A.
    Wayne, NJ
Other Businesses

I*36308FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT PROPERTYINVESTMENT RELATED: ADDRESS OF BUSINESS:MIDLAND PARK NJ 07432NATURE OF BUSINESS: SOLE PROPRIETORSHIPPOSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 11/15/2007NUMBER OF HOURS DEVOTED: 0 MONTHLY HOUR(S)NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: 2 FAMILY HOUSEI *557300For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: No Address of business: Speculator, New York, 12164Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2021Number of hours devoted: 1 hours Monthly Number of hours devoted during trading hours: 0 Duties: I*1476263For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: N Address of business: Lynchburg, Virginia, 24501 Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/17/2023Number of hours devoted: 1 hours Monthly Number of hours devoted during trading hours: 0 Duties: I*1610281, Name of OBA: Rental Property 3 Address: Investment Related: N Position, Title, Association: Sole owner Employee Start Date: 12/11/2023 No Hours: 1 No Hours during trading: 0 Duties:I*: 1747291Entity Type: Rental Property Name of OBA: Rental Property 4Address: Lynchburg, VA Investment Related: No Position, Title, Association: Sole Owner Employee Start Date: 03/25/2024Number of Hours: 1 hr monthly Number of Hours during trading: Duties: I*1804388, Entity Type, Name of OBA: Rental Property 5 Address: Lynchburg, Virginia, 24501 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 06/01/2024 No Hours: 1 Monthly No Hours during trading: 0 Duties: I*: 2256289Entity Type: Rental Property Name of OBA: Rental Property 7Address: Lynchburg, VA 24501Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 03/31/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Co-owner of rental propertyI*: 2257286Entity Type: Rental Property Name of OBA: Rental Property 8Address: Lynchburg, VA 24502Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 03/31/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Co-owner of rental propertyI*2699275, Entity Type: , Name of OBA: Rental Property 9, Address: Lynchburg, Virginia, 24501, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 09/15/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2699276, Entity Type: , Name of OBA: Rental Property 10, Address: Lynchburg, Virginia, 24501, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 09/15/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:I*3065265Entity Type: For ProfitName of OBA:Pictures with Purpose LLCAddress:Midland Park New JerseyInvestment Related:NoPosition, Title, Association:OfficerStart Date:10/29/2025No Hours: 21 MonthlyNo Hours during trading:0 MonthlyDuties:Real EstateI would write checks occasionally if my wife Mary is not able to do so. we want to put our real estate operating account into an LLC and I would like to be included on the LLC as an officerI*3257265, Entity Type, Name of OBA:Rental Property 2 Address: LynchburgVirginia07451 Investment Related: No Position, Title, Association: Sole ownerEmployee Start Date: 04/15/2026No Hours: 5 monthly No Hours during trading: 0 Duties: I*4480268 Name: Rental Property 3 Address: Lynchburg, VA Investment: No Association: Sole owner Start Date: 04/23/2026 Hours: 2, Monthly Hours during trading: 0, Monthly

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-01
  • S66 Uniform Combined State Law Examination
    2001-05-01

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