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Sarah Rockwell Telljohann

Wells Fargo Clearing Services, LLC

Lutherville, MD

Baldwin, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-09
MD RA APPROVED 2011-03-21
  • TX RA
    APPROVED
    Since 2020-10-09
  • MD RA
    APPROVED
    Since 2011-03-21

Branch Locations

2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States

Baldwin, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lutherville Timonium MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lutherville Timonium MD 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR UNCLE, INV RELATED, BEL AIR, MD, START: 4/15/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-18
S63 Uniform Securities Agent State Law Examination 2001-08-16
  • S65 Uniform Investment Adviser Law Examination
    2011-03-18
  • S63 Uniform Securities Agent State Law Examination
    2001-08-16
Designations
Other Names
  • Sarah Jeanne Rockwell
  • Sarah Rockwell Telljohann
  • Sarah Jeanne Rockwell

View on SEC IAPD

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Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD
BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
MORGAN STANLEY · Lutherville, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

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