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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-14 |
| CO | RA | APPROVED | 2009-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Denver | CO | 05/2009 | Present |
1. COLORADO BALLET; 1075 Santa Fe Drive Denver CO 80204; Ballet Company; Executive Committee; Governance and Administration oversight; affiliation started 05/01/2006; 10 hours per month; not during securities trading hours; not investment- related. 2. St Anne's Episcopal School; 2701 South York Street Denver CO 80210; k-8 School; Chair of the Endowment Committee; Works with the committee and outside business consultants to make investments decisions and set spending policy for the Endowment fund of the school; affiliation started 06/01/2011; 5 hours per month; during securities trading hours; not investment-related. 3. ABC Breck LLC; 183 Lone Hand Way, Breckenridge, CO 80424; Co-owner of real estate- maintain the property and pay the bills; 04/02/2012; 8.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related 4.Chinese Children Adoption International; 6920 South Holly Circle, Denver, CO 80112; adoption services; Board Member; Provide oversight of the organization and oversight of the outside investment manager; 01/25/2024; 12 Hours per Year; Not during securities trading hours; Not Investment-Related 5. Chinese Children Adoption International; 6920 South Holly Circle, Denver, CO 80112; International Adoption; Investment Committee; Oversight of the investment manager and the finances of the organization; 02/28/2024; 8 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 6. Chinese Children Adoption International; 6920 South Holly Circle, Denver, CO 80112; International Adoption; Treasurer; Oversee funds and monitor dep, recpts and disb; 01/01/2026; 4 Hours per Qtr; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-09 |
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