Robert Alan Proctor

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  Wells Fargo Bank
  Winston Salem, NC
• 01/2017 → Present
  Wells Fargo Clearing Services
  Winston Salem, NC
• 01/2008 → 12/2016
  Wells Fargo Bank, N.A.
  Winston Salem, NC

Other Businesses

MILL POND 614, LLC, INVT RELATED, PFFAFTOWN, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 10/10/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-20

Designations

• Certified Financial Planner

Other Names

• R. Alan Proctor
• Robert Proctor