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Forrest E Hall

Northwestern Mutual Investment Services, LLC

Winston Salem, NC

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-13
  • NC RA
    APPROVED
    Since 2023-03-13

Branch Locations

500 W 5Th St Ste 604, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Winston Salem NC 12/2022 01/2023
Merrill Lynch Kernersville NC 09/2014 12/2022
J W Ward Winston Salem NC 01/2023 03/2023
J W Ward Winston Salem NC 03/2023 Present
Northwestern Mutual Investment Services Llc Winston Salem NC 03/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2023 Present
  • 12/2022 → 01/2023
    Unemployed
    Winston Salem, NC
  • 09/2014 → 12/2022
    Merrill Lynch
    Kernersville, NC
  • 01/2023 → 03/2023
    J W Ward
    Winston Salem, NC
  • 03/2023 → Present
    J W Ward
    Winston Salem, NC
  • 03/2023 → Present
    Northwestern Mutual Investment Services Llc
    Winston Salem, NC
  • 03/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2014-10-10 → 2023-01-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
    Winston Salem, NC
    Raleigh, NC
    Chapel Hill, NC
    Raleigh, NC
    Winston Salem, NC
    Kernersville, NC
    Greensboro, NC
    High Point, NC
    Durham, NC
    Winston Salem, NC
    Kernersville, NC
    Winston Salem, NC
    Greensboro, NC
    Winston Salem, NC
    Winston Salem, NC
    Kernersville, NC
Other Businesses

DELIVERY DRIVER, DOORDASH, 1740 STONEWOOD DRIVE, WINSTON SALEM, , NORTH CAROLINA, 27103, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 07/19/2023, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOOD DELIVERY EVENINGS/WEEKENDS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-07
  • S66 Uniform Combined State Law Examination
    2014-10-07
Other Names
  • Forrest E Hall
  • Forrest Elliott Hall
  • Forrest E Hall

View on SEC IAPD

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Other Investors

JASON PAUL STERN
RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER
Christie B Severino
TRACY CLINTON DUNCAN
Anthony Guy Diffenbaugh
Jodie Nicole Baker
LAURA ELAINE BANASIEWICZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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