David Charles Eisenstein

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Westlake, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Toledo, OH

Previous Registrations

• 2005-09-07 → 2010-12-08
  Voya Financial Partners, Llc
  Holland, OH
  Dayton, OH
  Toledo, OH
• 2003-06-30 → 2005-09-09
  Ameriprise Advisor Services, Inc.
  Toledo, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-16
• S63 Uniform Securities Agent State Law Examination
  2001-03-08

Other Names

• David C Eisenstein