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David Charles Eisenstein

Ameriprise Financial Services, LLC

Toledo, OH

Holland, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
OH RA APPROVED 2011-04-27
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • OH RA
    APPROVED
    Since 2011-04-27

Branch Locations

2244 Centennial Rd., Toledo, OH 43617-1870 • United States

Holland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Westlake OH 04/2011 03/2020
Ameriprise Financial Services, Llc Toledo OH 03/2020 Present
Previous Registrations
  • 2005-09-07 → 2010-12-08
    Voya Financial Partners, Llc
    Holland, OH
    Dayton, OH
    Toledo, OH
  • 2003-06-30 → 2005-09-09
    Ameriprise Advisor Services, Inc.
    Toledo, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-16
S63 Uniform Securities Agent State Law Examination 2001-03-08
  • S65 Uniform Investment Adviser Law Examination
    2001-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-08
Other Names
  • David C Eisenstein

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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