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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-13 |
| TN | RA | APPROVED | 2004-01-15 |
Branch Locations
1717 West Massey Road, Memphis, TN 38120 • United States
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
Hernando, MS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 02/2001 | Present |
1. Name of business: oxford./ Address: United States./ Nature: the entity is a house that is rented out to tenants./ Role: owner./ Duty: help my wife with managing the rental property- paying bills, etc. 2. ACS Properties, mississippi United States-38632, LLC that my wife and i are the sole members of Real Estate, the LLC owns 2 rental properties located in oxford Mississippi, member of LLCwith my wife, we will determine what real estate the LLC owns, start date-9/24/2023, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-25 |
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