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Jeffrey Harold Hughes

Stifel, Nicolaus & Company, Incorporated

Topeka, KS

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-16
KS RA APPROVED 2018-06-17
  • TX RA
    APPROVED_RES
    Since 2024-02-16
  • KS RA
    APPROVED
    Since 2018-06-17

Branch Locations

5833 Sw 29Th Street, Topeka, KS 66614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Topeka KS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Topeka KS 11/2016 05/2018
Stifel Nicolaus & Co Inc Topeka KS 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Topeka, KS
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Topeka, KS
  • 05/2018 → Present
    Stifel Nicolaus & Co Inc
    Topeka, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-30
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2001-03-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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ALLISON ANNE ARMITAGE
MARK E YOUNG
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KURT C GUTH
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Christopher Lee Jones
Jacob Allen Lindstrom

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