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Gregory T. Sardzinski

Raymond James & Associates, Inc.

Greensboro, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-22
NC RA APPROVED 2023-03-21
  • TX RA
    APPROVED
    Since 2023-03-22
  • NC RA
    APPROVED
    Since 2023-03-21

Branch Locations

804 Green Valley Road Suite 100, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Greensboro NC 03/2007 03/2023
Bank Of America, N.A. Greensboro NC 07/2011 03/2023
Raymond James & Associates, Inc. Greensboro NC 03/2023 Present
  • 03/2007 → 03/2023
    Merrill Lynch, Pierce, Fenner & Smith
    Greensboro, NC
  • 07/2011 → 03/2023
    Bank Of America, N.A.
    Greensboro, NC
  • 03/2023 → Present
    Raymond James & Associates, Inc.
    Greensboro, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-17
S63 Uniform Securities Agent State Law Examination 2001-05-14
  • S65 Uniform Investment Adviser Law Examination
    2002-12-17
  • S63 Uniform Securities Agent State Law Examination
    2001-05-14
Other Names
  • Greg Sardzinski

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
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