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George Parker Swift

Raymond James & Associates, Inc.

Columbus, GA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-06-30
  • GA RA
    APPROVED
    Since 2015-06-30

Branch Locations

260 Brookstone Centre Parkway, Columbus, GA 31904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Columbus GA 06/2015 Present
  • 06/2015 → Present
    Raymond James & Associates
    Columbus, GA
Previous Registrations
  • 2013-02-12 → 2015-07-09
    Partners Capital Services, Inc.
    Hauppauge, NY
    Columbus, GA
  • 2012-01-17 → 2013-02-01
    L.M. Kohn & Company
    Atlanta, GA
    Columbus, GA
  • 2009-06-24 → 2012-01-17
    Midsouth Capital, Inc.
    Atlanta, GA
    Columbus, GA
  • 2007-12-19 → 2009-06-11
    First Legacy Securities, Llc
    Columbus, GA
    Helena, AL
    Helena, AL
  • 2004-07-15 → 2008-02-22
    Jones, Byrd, & Attkisson, Inc.
    Columbus, GA
    Columbus, GA
  • 2004-04-02 → 2004-07-20
    Truist Investment Services, Inc.
    Columbus, GA
  • 2003-04-23 → 2003-05-29
    Prudential Equity Group, Llc
    Columbus, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
S63 Uniform Securities Agent State Law Examination 1999-10-07
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-07
Other Names
  • Parker Swift
  • George Parker Vi Swift

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Other Investors

S JAY PARKER
WHITNEY E SHACKELFORD
Brandy Mae Otterbacher Ragan
LISA SINDLE STEPPE
JOHN DITMAN FLORY
JASON M KELLY
DAVID CHRISTOPHER HANCOCK
GINA L HALL

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
WELLS FARGO CLEARING SERVICES, LLC · COLUMBUS, GA
EDWARD JONES · Columbus, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
EAGLE STRATEGIES LLC · COLUMBUS, GA
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Columbus, GA

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