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Thomas Charles Cock

Apella Wealth

West Hartford, CT

Bellevue, WA

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-11
CT RA APPROVED 2021-01-06
WA RA APPROVED 2021-01-05
  • TX RA
    APPROVED_RES
    Since 2025-06-11
  • CT RA
    APPROVED
    Since 2021-01-06
  • WA RA
    APPROVED
    Since 2021-01-05

Branch Locations

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

2821 Northup Way Suite 250, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vestory, Inc. Woodinville WA 09/2009 12/2020
Apella Capital, Llc Glastonbury CT 01/2021 Present
  • 09/2009 → 12/2020
    Vestory, Inc.
    Woodinville, WA
  • 01/2021 → Present
    Apella Capital, Llc
    Glastonbury, CT
Previous Registrations
  • 2015-10-14 → 2020-12-31
    Vestory, Llc
    Bellevue, WA
  • 2009-11-06 → 2015-08-03
    Vestory, Llc
    Bellevue, WA
  • 2006-01-18 → 2010-03-05
    Merriman, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-17
  • S65 Uniform Investment Adviser Law Examination
    2006-01-17
Other Names
  • Thomas C. Cock
  • Thomas Charles Cock
  • Thomas C Cock

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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