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Tammy S Childress

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-09-10
  • NC RA
    APPROVED
    Since 2018-09-10

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
Other Businesses

POSHMARK, NOT INV RELATED, LEWISVILLE, NC, 100% OWNERSHIP, ONLINE CLOTHING CONSIGNMENT, START: 8/24/18, 15 HRS/MONTH, 0 HRS DURING TRADING, SELLING USED CLOTHING AND PHOTOGRAPHY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-10
S63 Uniform Securities Agent State Law Examination 2004-06-24
  • S66 Uniform Combined State Law Examination
    2018-09-10
  • S63 Uniform Securities Agent State Law Examination
    2004-06-24
Other Names
  • Tammy Marsha Spaulding

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

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