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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-13 |
| HI | RA | APPROVED | 2017-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Honolulu | HI | 02/2002 | 11/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2017 | 11/2017 |
| Cetera Investment Advisers Llc | Honolulu | HI | 04/2017 | 11/2017 |
| Raymond James Financial Services, Inc | Honolulu | HI | 11/2017 | Present |
| Raymond James Financial Services Advisor Inc | Honolulu | HI | 11/2017 | Present |
| First Hawaiian Bank | Honolulu | HI | 11/2017 | Present |
(1)Name of Business: First Hawaiian Advisors DBA Address: 433 Kapahulu Ave, Honolulu, HI, 96815, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Services (2)Name of Business: First Hawaiian Bank Address: 433 Kapahulu Ave, Honolulu, HI, 96815, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/12/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Making available insurance products(e.g., fixed rate annuities, traditional Life Insurance, etc) through FHB that RJ does not make available due no product or unable to service client segment(e.g. NRA Japan customer).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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