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Mary Lynn Bosway

Rbc Capital Markets, LLC

Cincinnati, OH

Union, KY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-05
OH RA APPROVED 2024-08-22
TX RA APPROVED 2024-08-22
  • KY RA
    APPROVED
    Since 2025-03-05
  • OH RA
    APPROVED
    Since 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-22

Branch Locations

3825 Edwards Rd. Suite 530, Cincinnati, OH 45209 • United States

Union, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Crestview Hills KY 08/2016 10/2018
Bb&T Bank Crestview Hills KY 08/2016 10/2018
Bb&T Securities, Llc Crestview Hills KY 01/2018 10/2018
Gwfs Equitites. Inc Greenwood Village CO 10/2018 01/2019
Morgan Stanley Cincinnati OH 01/2019 08/2024
Rbc Capital Markets, Llc Cincinnati OH 08/2024 Present
  • 08/2016 → 10/2018
    Bb&T Investment Services, Inc.
    Crestview Hills, KY
  • 08/2016 → 10/2018
    Bb&T Bank
    Crestview Hills, KY
  • 01/2018 → 10/2018
    Bb&T Securities, Llc
    Crestview Hills, KY
  • 10/2018 → 01/2019
    Gwfs Equitites. Inc
    Greenwood Village, CO
  • 01/2019 → 08/2024
    Morgan Stanley
    Cincinnati, OH
  • 08/2024 → Present
    Rbc Capital Markets, Llc
    Cincinnati, OH
Previous Registrations
  • 2019-01-24 → 2024-08-27
    Morgan Stanley
    Cincinnati, OH
    Cincinnati, OH
  • 2018-10-31 → 2019-01-24
    Empower Advisory Group, Llc
    Union, KY
    Greenwood Village, CO
  • 2018-01-02 → 2018-10-10
    Bb&T Securities, Llc
    Crestview Hills, KY
    Charlotte, NC
    Crestview Hills, KY
  • 2016-09-09 → 2018-01-02
    Bb&T Investment Services, Inc.
    Crestview Hills, KY
    Charlotte, NC
    Crestview Hills, KY
  • 2013-10-30 → 2016-08-23
    Pnc Wealth Management Llc
    Florence, KY
    Cold Spring, KY
  • 2006-01-18 → 2011-05-06
    Key Investment Services Llc
    Dayton, OH
    Indianapolis, IN
    Florence, KY
    Clawson, MI
  • 2003-04-08 → 2006-01-18
    Keybanc Capital Markets Inc.
    Florence, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-30
  • S66 Uniform Combined State Law Examination
    2013-10-30
Other Names
  • Mary Lynn Holtzapfel

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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