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Current Employers
Stonewater Wealth Management, Inc.

4639 Corona Dr Ste 9, Corpus Christi, TX 78411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-15
  • TX RA
    APPROVED
    Since 2022-06-15

Branch Locations

4639 Corona Dr Ste 9, Corpus Christi, TX 78411 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stonewater Wealth Management Inc Granbury TX 07/2012 Present
Previous Registrations
  • 2012-09-17 → 2022-03-23
    Corpus Christi, TX
  • 2008-03-24 → 2012-10-04
    Dalton Strategic Investment Services Inc.
    Lago Vista, TX
    Knightstown, IN
    Knightstown, IN
    Granbury, TX
  • 2007-04-13 → 2007-12-07
    San Antonio, TX
  • 2006-02-03 → 2007-04-17
    Oxford Asset Management, Llc
    Mcallen, TX
    Lago Vista, TX
  • 2002-08-02 → 2006-02-15
    American General Securities Incorporated
    Houston, TX
    Lago Vista, TX
    Lago Vista, TX
    Austin, TX
Other Businesses

CFO FINANCIAL LLC, COMMENCED 08/2003, LLC, SPENDS 160 HOURS PER MONTH, 100% OWNERSHIP, AGENT/OWNER; MONEY CENTRAL INC, MORTGAGE SERVICES, COMMENCED 01/2006, CORP, SPENDS 80 HOURS PER MONTH, 49% OWNERSHIP, AGENT. BOSQUE FINANCIAL, INC. SINCE 1/1/2009, ACCOUNTING, INSURANCE, MORTGAGE, AGENT/OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-21
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S65 Uniform Investment Adviser Law Examination
    2002-05-21
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21
Other Names
  • Michael Ray Sharp

View on SEC IAPD

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