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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-18
TX RA APPROVED_RES 2012-04-19
NJ RA APPROVED 2012-04-03
  • FL RA
    APPROVED
    Since 2022-07-18
  • TX RA
    APPROVED_RES
    Since 2012-04-19
  • NJ RA
    APPROVED
    Since 2012-04-03

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 03/2012 Present
Bank Of America, N.A. Short Hills NJ 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-30
  • S66 Uniform Combined State Law Examination
    2004-10-30
Other Names
  • Tina Sirignano
  • Tina A Broccoli

View on SEC IAPD

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