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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-26 |
| OH | RA | APPROVED | 2009-10-05 |
Branch Locations
2244 Centennial Rd., Toledo, OH 43617-1870 • United States
Holland, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Toledo | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Toledo | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Toledo | OH | 03/2020 | Present |
Outside Employment; OHSAA; football official & Softball and Baseball Official -; I am a high school football official; 4080 Roselea Pl, , Columbus, OH, 43214; Not Investment-Related; 06/01/2011; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-12 |
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