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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-30 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4747 Lincoln Mall Dr Suite 602, Matteson, IL 60443 • United States
4747 Lincoln Mall Dr Suite 602, Matteson, IL 60443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Wealth Management | South Jordan | UT | 12/2012 | 02/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2019 |
| Aurora Univeristy | Aurora | IL | 06/2019 | Present |
| Sa Stone Wealth Management | Birmingham | AL | 02/2021 | 06/2023 |
| Sa Stone Investment Advisors | Birmingham | AL | 02/2021 | 06/2023 |
| Intuit Inc | San Diego | CA | 12/2020 | Present |
| Unemployed | Alsip | IL | 02/2019 | 06/2019 |
| Lpl Financial, Llc | Matteson | IL | 05/2025 | Present |
1- 05/2025 / HR Associates DBA HR Tax Associates / Business Entity For Tax prep/Accounting/CPA / INV RLTD / 20 HRS MNHT / START 12/15/2015 2- 05/2025 / EAW Wealth & Retirement Planning LLC / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION / START 05/25/2025 3- 05/2025 / Intuit / Outside/W-2 Employment / NON INV RLTD / 80 HRS MNTH / START 12/15/2020 4- 05/2025 / Aurora University / Teacher / NON INV RLTD / 10 HRS MNTH / START 07/01/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-23 |
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