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Jonathan Lee Oliva

Wells Fargo Clearing Services, LLC

Portland, OR

Portland, OR

Portland, OR

Lake Oswego, OR

Lake Oswego, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
OR RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • OR RA
    APPROVED
    Since 2011-01-03

Branch Locations

6646 Se Milwaukie Ave, Portland, OR 97202 • United States

1111 Ne Broadway St, Portland, OR 97232 • United States

1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
Previous Registrations
  • 2005-06-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Portland, OR
    West Linn, OR
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-23
S63 Uniform Securities Agent State Law Examination 2001-04-27
  • S66 Uniform Combined State Law Examination
    2005-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-04-27
Other Names
  • Jonathan L. Oliva
  • Jonathan L. Oliva
  • Jonathan L.EE Oliva

View on SEC IAPD

Other Firms

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INMAN FINANCIAL SERVICES, INC.
PINNACLE WEALTH ADVISORS
OSAIC WEALTH, INC.
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

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