Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-09-20
TX RA APPROVED 2013-09-20
  • CA RA
    APPROVED
    Since 2013-09-20
  • TX RA
    APPROVED
    Since 2013-09-20

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 09/2013 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Previous Registrations
  • 2007-10-18 → 2013-10-17
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2001-06-06 → 2007-11-05
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

SCIENCE OF THE SOUL, INV RELATED,IRVINE, CA, INVESTMENT COMMITTEE MEMBER, START 8/31/2018, 4 HOURS PER MONTH/0 DURING TRADING, SIGN RECEIPTS FOR DONATIONS. MACARTHUR RED HILL CAMPUS MAINTENANCE ASSOCIATION, INV RELATED, IRVINE CA, TREASURER, START 10/7/2016, 1 HR PER MONTH, 0 HRS DURING TRADING SCIENCE OF THE SOUL, INV RELATED, PETALUMA, CA, TREASURER, START 1/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUDGETING, PROPERTY MANAGEMENT, PREPARING FINANCIAL REPORTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-21
  • S66 Uniform Combined State Law Examination
    2001-02-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor