Juan Carlos Rosario

Current Employers

Employment History

• 02/2015 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2015 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2009-02-27 → 2015-02-18
  Investacorp Advisory Services Inc
  Orange, CA
• 2007-07-23 → 2009-02-26
  Securities America Advisors, Inc.
  Orange, CA
  Fullerton, CA
• 2005-07-15 → 2007-06-27
  Brookstreet Securities Corporation
  Fullerton, CA
  Fullerton, CA
• 2004-02-24 → 2005-04-04
  On Investment Management Co
  Anaheim, CA
• 2002-01-30 → 2003-12-31
  Eastern Point Advisors Inc.
  Anaheim, CA

Other Businesses

1) DBA: APEX WEALTH MANAGEMENT GROUP - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705; INVESTMENT RELATED; FINANCIAL SERVICES; CERTIFIED FINANCIAL ADVISOR; 160 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 160 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 2) FIXED INSURANCE - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705; SALE OF FIXED INSURANCE; NON INVESTMENT RELATED; AGENT; 10% OF TIME SPENT 3) MORTGAGE ASSISTANCE WORKSHOP - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705; WORKSHOP TO EDUCATE INDIVIDUALS WHO ARE GOING THROUGH A LAYOFF ON HOW TO TAKE ADVANTAGE OF A STATE PROGRAM DESIGNED AS A MORTGAGE ASSISTANCE VEHICLE FOR INDIVIDUALS RECEIVING UNEMPLOYEMENT BENEFITS; NON-INVESTMENT RELATED; PRESENTER; WORKSHOP SPEAKER/PRESENTER; 10% OF TIME SPENT.

Exams

• S66 Uniform Combined State Law Examination
  2001-05-16