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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-11-12 |
Branch Locations
880 Blue Gentian Road Suite 180, Eagan, MN 55121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farley Financial Partners, Inc | Eagan | MN | 01/1999 | Present |
| First Allied Securities, Inc | San Diego | CA | 02/2007 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Eagan | MN | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) FARLEY FINANCIAL PARTNERS, INC.; OWNER / PRESIDENT; DBA; START DATE 09/01/2012; 160 HRS. PER MONTH. 2.) ST. THOMAS ACADEMY; VOLUNTEER; NON-PROFIT ORGANIZATION; START DATE 11/10/2014; 8 HOURS PER MONTH. 3.) FARLEY FINANCIAL PARTNERS, INC.; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 02/08/2018; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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