Best Investors Account Sign in
Inactive

James Gerard Russell

Strategic Investment Planning LLC

West Hartford, CT

Claim This Profile
Current Employers
Strategic Investment Planning Llc

836 Farmington Avenue Suite 210, West Hartford, CT 06119 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-05-18
  • CT RA
    APPROVED
    Since 2016-05-18

Branch Locations

836 Farmington Avenue Suite 210, West Hartford, CT 06119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell & Company Cpa, P.C. West Hartford CT 01/2015 Present
Strategic Investment Planning Llc West Hartford CT 05/2016 Present
Previous Registrations
  • 2013-06-12 → 2015-01-08
    Marcum Wealth Management, Llc
    West Hartford, CT
  • 2002-08-07 → 2006-04-27
    Osaic Fs, Inc.
    West Hartford, CT
    West Hartford, CT
Other Businesses

RUSSELL & COMPANY CPA PC WEST HARTFORD CT CPA FIRM 50 HRS WKLY SHAREHOLDER/CPA & MANAGEMENT DUTIES SERVES AS TRUSTEE OF CLIENT TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-09
  • S66 Uniform Combined State Law Examination
    2001-08-09
Other Names
  • James Gerald Russell

View on SEC IAPD

Other Firms

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
PRIME CAPITAL FINANCIAL
THE PATRIOT FINANCIAL GROUP, LLC
NEWEDGE ADVISORS

Other Investors

David Walter McCary
EDWARD ALLEN STEIGER
JENNIFER E LANGE
RICHARD JOSEPH CARDINAL
PAUL FRANCIS VAIDA
Andrew John Lawson
Alexis Jankauskas
ROBERT MARK BORKOWSKI

Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

More in West Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor