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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-17 |
| MD | RA | APPROVED | 2025-09-22 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Brookfield, CT • United States
1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 08/2015 | 08/2017 |
| Chapin, Davis | Baltimore | MD | 08/2017 | 04/2018 |
| Ameriprise Financial Services Inc | Lutherville Timonium | MD | 04/2018 | 10/2022 |
| Janney Montgomery Scott Llc | Baltimore | MD | 10/2022 | 09/2025 |
| Rbc Capital Markets, Llc | Hunt Valley | MD | 09/2025 | Present |
WellSpring of Life Horse Farm, Monkton, MD. Volunteer Equine Therapist: help with the safety of riders. Not compensated, 4 hrs./month, not investment related, 05/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-29 |
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