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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-17
MD RA APPROVED 2025-09-22
  • CT RA
    APPROVED
    Since 2026-08-17
  • MD RA
    APPROVED
    Since 2025-09-22

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Brookfield, CT • United States

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 08/2015 08/2017
Chapin, Davis Baltimore MD 08/2017 04/2018
Ameriprise Financial Services Inc Lutherville Timonium MD 04/2018 10/2022
Janney Montgomery Scott Llc Baltimore MD 10/2022 09/2025
Rbc Capital Markets, Llc Hunt Valley MD 09/2025 Present
Previous Registrations
Other Businesses

WellSpring of Life Horse Farm, Monkton, MD. Volunteer Equine Therapist: help with the safety of riders. Not compensated, 4 hrs./month, not investment related, 05/2020.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-29
  • S66 Uniform Combined State Law Examination
    2002-03-29
Other Names
  • Katie L Hughes
  • Katie Lynn Hughes
  • Katie Hughes Feldman

View on SEC IAPD

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