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Benjamin G Proctor

Morgan Stanley

Lutherville, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Lutherville MD 11/2000 Present
Morgan Stanley Smith Barney Baltimore MD 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2000 → Present
    Citigroup Global Markets Inc.
    Lutherville, MD
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Baltimore, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-28
S63 Uniform Securities Agent State Law Examination 2001-02-08
  • S65 Uniform Investment Adviser Law Examination
    2001-02-28
  • S63 Uniform Securities Agent State Law Examination
    2001-02-08
Other Names
  • Benjamin Goodilng Proctor Iii
  • Benjamin Goodilng Proctor Iii
  • Benjamin Gooding Proctor Iii
  • Benjamin Gooding Proctor
  • Benjamin G Proctor Iii

View on SEC IAPD

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HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD
BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
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