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Catherine Anne Smith

Nobscot Investment Management LLC

Wellesley, MA

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Current Employers
Nobscot Investment Management Llc

572 Washington Street Suite 4, Wellesley, MA 02482 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-04-27
  • MA RA
    APPROVED
    Since 2016-04-27

Branch Locations

572 Washington Street Suite 4, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nobscot Investment Management Llc Wellesley MA 03/2016 Present
Designations

View on SEC IAPD

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Other Investors

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CHRISTOPHER KARL GAFFNEY
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ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

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FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
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