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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-23
TX RA APPROVED 2025-10-06
  • FL RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Narragansett, RI • United States

West Palm Beach, FL • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Battery Ventures Waltham MA 04/2006 Present
Ubs Financial Services Inc. Boston MA 06/2014 Present
Other Businesses

1) VBT REVOLUTION LLC / Lexington, MA / Partnership/ Food, Beverages & Tobacco / Restaurant / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / General management oversight of business / Start Date 3/15/16 /// 2) Lexington Arts & Craft Society / Lexington, MA / Trustee duties / The center is dedicated to preservation and promotion of excellence in the arts / www.lexart.org / Start Date 6/17/2019 /// 3) Peach Innovations LLC / investment related?: / Waltham, MA / Women's retail clothing / 4/19/2021 /// 4) T&T Real Estate Ventures LLC / Partnership / Real estate properties / Proprietor / owner / Managing Member of LLC - all management roles

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-08
S63 Uniform Securities Agent State Law Examination 2008-12-22
S66 Uniform Combined State Law Examination 2001-03-22
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-12-22
  • S66 Uniform Combined State Law Examination
    2001-03-22

View on SEC IAPD

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