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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-09-30 |
| TX | RA | APPROVED | 2021-09-30 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
1502 London Rd Ste 210, Duluth, MN 55812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Duluth | MN | 02/2014 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 09/2021 | Present |
POA FOR SPOUSE; INV. RELATED; DULUTH, MN; START 1/2016; 1 HR PER MONTH; 1 HR DURING TRADING.| MELALUECA, NOT INV RELATED, DULUTH, MN, RESIDUAL COMPENSATION, START 1/1/1999, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, COMPENSATION FOR PAST ENROLLEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-02 |
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